We are recruiting for a Risk and Compliance Director to join a prominent Management Consulting firm. This is an exciting opportunity to interact with a wide variety of companies across the country. No more dealing with the same people every day. Executives will seek out your advice and guidance. There will be awesome intellectual challenges. You’ll continually learn new things and meet interesting people.

Prior to the pandemic, there was a lot of travel. Now most of the consultations and work will be accomplished online. If you’d like, there will be opportunities to travel to clients too.

You will help banks, FinTechs, investment banks, brokerage firms, credit unions, credit card companies and other financial institutions with Compliance, Regulatory, Audit and Legal matters.

It could be cleaning-up past regulatory problems, helping establish new policies and procedures, conducting reviews and audits and other creative assignments.

With compliance becoming a big priority with new heads of the SEC and CFPB, there’s the path for fast career growth.


  • The Compliance Director will focus on developing business opportunities in the marketplace and serve as a valuable leader within not only the firm, but in the business community as well.
  • Ensuring client satisfaction, the Director will work closely with Managing Directors to see through project completion.  
  • You will need an aptitude for driving the engagement of sales opportunities, while continually improving technical and risk management approaches.
  • You will need to possess a proclivity for project management and team leadership.

If you are interested in this role, please email Jack Kelly at jkelly@compliancesearch.com.

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