Our client, an International FinTech firm regulated by the Federal Reserve Bank,  is seeking to hire a senior compliance professional to enhance, manage and oversee the firm’s Policy framework.

The individual will provide advice and support to all Divisions and Departments, stay abreast of regulatory rules to ensure all existing regulatory mandates and changes are implemented in the firm’s Policies & Procedures.

Other responsibilities include identifying, tracking and advising on new/existing regulatory development and communicate and advise changes to key business stakeholders. Develop, enhance and advise on the firm’s corporate governance structure to ensure best practices, proper controls and regulatory practices are in place.


  • Minimum 10 years of experience in compliance, legal or other control-related functions in financial services firms, regulatory organizations or legal/management consulting firms.
  • Policy and Risk Management experience required.
  • Knowledge of financial services regulatory environment.
  • Strong communication skills and interpersonal skills, ability to collaborate with key business stakeholders.


MICHAEL TULLER / 212-997-3169 / mtuller@compliancesearch.com

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