A little about the company
Our client is a cool, exciting FinTech startup. They offer a revolutionary new trading platform. The company, regulated by securities agencies, offers the ability to trade on a new and different type of asset class.
Here’s what you will be involved with
You will be responsible for an array of compliance matters including the following:
- Trading review and surveillance
- Collaboration with the operations group, tech team and corporate management
- Ensure that business activities are conducted within all the appropriate rules and regulations
- Since this is a fast-growing company, you will be able to take on all sorts of interesting projects
This opportunity is great for a person who seeks to move from a typical brokerage firm or bank to pursue a potentially career and life-changing job.
Since the company is young and dynamic, you won’t be forced to only stay in your lane. There will be chances to continually learn and grow as a professional.
The upside potential is unlimited. You will need to possess the ability to juggle multiple tasks and quickly learn new skills.
You should have around 4 to 10 years of compliance, legal, regulatory, risk or audit experience.
Please email resumes to Jack Kelly at Jack@ComplianceSearch.com