Overview

A little about the company

Our client is a cool, exciting FinTech startup. They offer a revolutionary new trading platform. The company, regulated by securities agencies, offers the ability to trade on a new and different type of asset class. 

Here’s what you will be involved with

You will be responsible for an array of compliance matters including the following:

  • Trading review and surveillance 
  • Collaboration with the operations group, tech team and corporate management
  • Ensure that business activities are conducted within all the appropriate rules and regulations
  • Since this is a fast-growing company, you will be able to take on all sorts of interesting projects

This opportunity is great for a person who seeks to move from a typical brokerage firm or bank to pursue a potentially career and life-changing job. 

Since the company is young and dynamic, you won’t be forced to only stay in your lane. There will be chances to continually learn and grow as a professional. 

The upside potential is unlimited. You will need to possess the ability to juggle multiple tasks and quickly learn new skills.

You should have around 4 to 10 years of compliance, legal, regulatory, risk or audit experience.

 Please email resumes to Jack Kelly at Jack@ComplianceSearch.com 

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