Overview

Working as part of the Global Risk Management team and reporting to the Senior Principal Client Due Diligence and Third Party Risk, this role is the vital to the performance of the Client Due Diligence and Third Party Risk programs.

The Third Party and Client Due Diligence Analyst will assist in the development, implementation, execution, and maintenance of the Third Party Risk Management and Client Due Diligence Programs strategies and process. The vendor and partner activities include oversight of risk assessments, due diligence, ongoing monitoring, periodic recertification, and termination activities.  The Client Due Diligence activities include responding to client due diligence questionnaires, participate in client meetings, facilitating client audits and the expansion of the client due diligence capability.

Responsibilities & Deliverables:

Your responsibilities and deliverables as Third Party and Client Due Diligence Analyst will include, but are not limited to, the following:

Third Party and Partner Risk Management

  • Facilitate the execution of the Third Party Risk Management processes throughout the life cycle
  • Collaborate with the business stakeholders, Third Parties and subject matter experts to ensure program requirements are successfully executed
  • Escalate issues and oversee the remediation of issues
  • Monitor industry trends, competitive insights, and maintain compliance with regulatory expectations and requirements
  • Support and when necessary act on behalf of the Client Due Diligence and Third Party Risk Management team.
  • Assist in the development of actionable reporting, KRIs and KPIs

Client Due Diligence

  • Distribute material such as questionnaires and issue statements for distribution to the clients
  • Assist in answering cases within the client support portals or via email. Escalate client support cases, as appropriate.
  • Collaborate with the Account and Sales teams on meeting Client Due Diligence needs.
  • Direct interface with customers, as required.
  • Assist in the development of actionable reporting, KRIs and KPIs

Required Experience:

  • Have at least five (5) years of work experience related to Third Party Management, Vendor Risk Management, Audit, Compliance, Risk Management, and/or Procurement,
  • Familiarity of risks related to IT application development and infrastructure maintenance, IT security, business continuity and disaster recovery, and emerging technology platforms – mobile device platforms, cloud services, Big Data, and social media.
  • Understanding of Third Party risk management practices, including the lifecycle of risk identification, treatment, mitigation, acceptance, remediation as well as inherent and residual risks.
  • Familiarity with laws, regulations, guidelines, and frameworks ideally within the financial services industry that mandate information security and information risk management requirements such as FFIEC, NIST, ISO27001, GLBA, OCC Heightened Standards, etc.).
  •  Ability to perform research to provide material and evidence with internal and external inquiries.  Assist with crafting high-quality presentations and reports, conveying sometimes complex topics to several levels of management.

Preferred Qualifications:

  • Master’s degree in the fields of Information Systems, Business Administration or related major
  • One or more relevant professional certification, such as Certified Information Security Manager (CISM), Certified Information Systems Auditor (CISA), Certified Information Systems Security Professional (CISSP), Certified in Risk and Information Systems Control (CRISC), Certified Regulatory Vendor Program Manager (CRVPM) or Certified Third Party Risk Professional (CTPRP).

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