Overview

An alternative investments firm involved with private equity, hedge funds, distressed debt, infrastructure and high-net-worth clients seeks a Compliance professional.

The compliance officer will be involved with a wide array of responsibilities, including the following:

  • Surveillance and monitoring of trading-related activities
  • Anti-Money Laundering reviews
  • Ensure that the firm complies with all applicable regulatory requirements and protects the firm from regulatory and reputational risks. 
  • Develop and enhance policies and procedures
  • Respond to regulatory matters
  • Identify and address regulatory risk areas
  • Ensure that employees are adhering to rules and regulations
  • Conduct testing, audits and examinations
  • Field inquiries from employees and management on compliance matters
  • Work with business leaders in other divisions

This is a great opportunity to work at a top, well-respected company. You will be involved with a diverse amount of interesting and intellectually challenging matters.  There is a lot of upside potential. 

Successful candidates should have 5 to 10-plus years of hedge fund, asset management, alternative investments, regulatory or private equity Compliance experience.

Please email resumes to Jack Kelly at Jack@ComplianceSearch.com.

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