Overview

A well-respected global money management company seeks a Chief Compliance Officer. The company is highly ethical, employee-friendly and prides itself on looking after their clients. 

This is a fantastic job for someone who wants to head up a Compliance department for an international company with a high degree of integrity. There won’t be levels of annoying bureaucracy. You will have close exposure to top-level executives.

The CCO for the Americas will be responsible for managing the Compliance function and oversee a small staff of compliance associates.

The company seeks Candidates with about ten plus years of experience and knowledge of alternative investments, hedge funds, private equity, pension, endowments and infrastructure funds.

The CCO will oversee employees engaged in the following important daily matters:

 

  • Developing and enhancing policies and procedures
  • Regulatory matters and filings
  • Surveillance monitoring of the portfolios
  • Anti-money laundering
  • Training
  • Advertising and marketing Review
  • Audits and Risk Management

 

Please email resumes to Jack Kelly at Jack@ComplianceSearch.com

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