A leading, well-respected alternative asset manager with great success over the years, seeks a Chief Compliance Officer for their Credit and Fixed Income group.

What you will do

• You will lead a team of compliance associate and have oversight of this division to ensure adherence to all rules and regulations
• Interact with the firm’s executives, trading personnel and other people within the organization
• Involved with compliance training
• Monitor and review compliance policies and procedures
• Responsible for the Code of Ethics, and yearly review
• Review marketing, advertising and RFP materials
• Know Your Customer and Anti-Money Laundering reviews
• Serve as the contact for regulatory reviews, inquiries and investigations


• Bachelor’s degree required and an advanced degree is a plus
• 10 to 15+ years compliance/regulatory experience with a focus on asset management and alternative investments
• Prior experience with a hedge fund, SEC is helpful

Please email resumes to Jack Kelly at JKelly@ComplianceSearch.com

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